TradeKing provides self-directed investors with discount brokerage services, and does not make recommendations or offer investment advice. You alone are responsible for evaluating the merits and risks associated with the use of our systems, services or products. Please review carefully the following information before making any investment decisions.

TradeKing may at any time revise these Disclosures. You agree to be bound by subsequent revisions and agree to review the Disclosures periodically for changes. The most updated version of these documents will always be available for your review on this page, accessible by clicking on the "Disclosures" link that appears at the bottom of the pages on the website.

Terms & Conditions

Brokerage Accounts
Customer Agreement
Disclosure Statement for IRAs (IRA and Roth IRA)

Margin Accounts
Margin Account Agreement and Disclosure
Understanding Margin Accounts (guidance from FINRA)
Risks Involved With Trading in a Margin Account (guidance from FINRA)

Option Accounts
Option Account Agreement
Characteristics and Risks of Standardized Options
Multi-Leg Option Orders
Option Trading in IRA Accounts
Uncovered Option Writing Risk Disclosure

Real Time Quote Agreement

Day Trading
Day Trading
Unsettled Proceeds Sales

Apex Clearing Corp Relationship
Clearing Relationship
Statement of Financial Condition and Disclosures

Additional Disclosures
Advanced Orders Disclaimer
ACH Agreement
Business Continuity
Cash Sweep Program
Customer Identification Program
Electronic Delivery and Signature
Electronic Trading System
Extended Hours Trading
Fixed Income Terms and Conditions
Funds Availability
Large Trader Requirements
Leveraged Exchange-Traded Funds (ETFs)
Low-Priced Securities
Market Volatility
Mutual Funds Breakpoints
Order Routing and Payment for Order Flow
Privacy and Security
SIPC and Account Protection

Advice for Online Investors
From the SEC
Investor Toolkit from the MSRB
Exchange-Traded Products Warning